The National Advisory Committee
on Rural Health and Human Services
U.S. Department of Health and Human Services
The 2008 Report to the Secretary: Rural Health and Human Service Issues
April 2008
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Rural America :
1987 and 2007
General Rural Demographics
This chapter begins by describing the context for considering rural health and human services issues. After defining rural for the purposes of comparisons over time, characteristics of rural places are described: population demographics, immigration, and key economic factors such as employment and poverty.
Defining Rural
There are many definitions of ‘rural’ that are used
within the context of health care and human services programs and policies.1 They are based on population density, town size,
proximity to cities, and other factors.
However it is defined, the hallmark of rural
In 1987, there were 2,390 non-metropolitan counties
in the
Table 1. Change in Non-metropolitan Counties and Associated Population,
1987-2005
1987
Number of counties |
Population |
Percent of U.S. population |
|
| Non-metropolitan | 2,390 | 54,566,948 | 22.54 |
| Micropolitan | |||
| Non-CBSA | |||
| Metropolitan | 751 | 187,574,173 | 77.46 |
2005
Number of counties |
Population |
Percent of
U.S. population |
|
| Non-metropolitan | 2,051 | 49,928,566 | 16.85 |
| Micropolitan | 693 | 30,407,234 | 10.26 |
| Non-CBSA | 1,358 | 19,521,332 | 6.59 |
| Metropolitan | 1,090 | 246,481,838 | 83.16 |
Sources: See References.
Figure 1: Rural
Population Demographics
Over the last 20 years, aging and migration patterns have changed the composition of the rural population. Both elderly and immigrant populations are on the rise, dramatically affecting the demands for health care and human services in rural areas.
The Elderly
Approximately 7.5 million of the 50 million people
who lived in rural
Two population trends in the
In addition to these two migration trends, the population
of elderly living in rural
Figure 2. Growth of Population Turning 65 (1,000s),
2000-2060
Note: The first row of dates indicates the number of births (1,000s) each year. The second row dates indicates when those people would turn 65 years old.
Source: See References.
While urban areas will also experience significant elderly growth rates, the rural elderly face greater economic and health-related challenges than their urban counterparts. These concerns are particularly directed towards those who are “aging in place” rather than retiring from urban areas. Rural elderly are more likely to have lower educational attainment, worse health outcomes, and incomes below the poverty level than their urban counterparts.7 In the year 2000, 13 percent of non-metropolitan elderly residents were poor, compared to 9 percent of the metropolitan elderly. For those aged 85 years and older living in rural areas, the gap was even wider (20 percent versus 12 percent).8 Higher poverty rates translate into higher dependence on Social Security and Medicaid. This situation is a problem for the entire nation, but many rural areas with fragile service systems may find it particularly challenging to meet the needs of their growing elderly population.
Immigration
Immigration patterns in rural
Immigration creates other challenges in rural areas.
These demographic changes have exacerbated what researchers at
the ERS term “residential separation,” a measure of the racial separateness
of sub-county places, including neighborhoods and towns.
Hispanic immigrants are disproportionately young males, markedly
so in the
The Rural Economy
A growing part of the rural economy lies in the service
sector. The service sector has
consistently grown as a share of rural employment and now accounts for
nearly two thirds of all jobs in non-metropolitan counties.14 However,
it is worth noting that even within this overall trend, there is tremendous
regional variation. In the Upper
Midwest and
Figure 3: Change
in Employment Sectors in Non-metropolitan Counties, 1980-2000
[D]
Table 2. Change in Per Capita Income, Poverty, and Unemployment
Non-metropolitan |
Metropolitan |
|
| Per Capita Income | ||
| 1987 | $12,322.75 | $17,123.23 |
| 2004 | $25,103.98 | $34,658.74 |
| Percent Unemployed | ||
| 1987 | 8.32% | 5.93% |
| 2005 | 5.71% | 5.03% |
| Percent in Poverty | ||
| 1989 | 16.19% | 12.03% |
| 2004 | 14.45% | 12.44% |
Poverty
The percent of the rural population in poverty declined
from 16.9 percent in 1987 to 14.2 percent in 2003.16 However, rural poverty rates continue to outpace
those in urban areas; 12.5 percent of the urban population was in poverty
in 1987 and 12.1 percent in 2003.17
The Economic Research Service defines “persistent poverty
counties” as those with at least 20 percent of the population living
in poverty for the previous 30 years.
Of the 386 counties in America that meet this definition, 340
are non-metropolitan.18 The
minority populations are greater (51.5 percent as compared to 30.8 percent
of all counties) and the unemployment rates are higher (9.3 percent
compared to 5.8 percent).19
A pressing issue facing rural
The non-metropolitan poverty rate varies significantly
by region. In the
Transfer Payments
A related rural economic trend is the rising level of transfer payments to rural residents compared to the level of transfer payments to urban residents. These transfer payments are “income payments to persons for which no current services are performed” and include payments from government programs such as Temporary Assistance for Needy Families (TANF), Food Stamps, Supplemental Security Income (SSI), Earned Income Tax Credit (EITC), and Medicare and Medicaid, among others.25 Between 1980 and 2004, the percentage of non-metropolitan total income accounted for by transfer payments grew from 16 to 22 percent.26 The continued growth of transfer payments has had a positive impact on the ability of some rural communities to offer and sustain needed health and human service programs. In particular, Medicare has had a strong impact on rural poverty in the years since its implementation, which may be associated with adjustments made in the Medicare payment systems to take account of rural economic factors.
These trends – in aging, immigration, the economy, employment, poverty, and transfer payments – have transformed ruralRural Health Care
The demographics of rural America have a direct impact on many factors of health care delivery and outcomes, including rural residents’ health status, health insurance status, access to health care providers, and their communities’ economic viability. What follows is a retrospective analysis of some of the key health issues facing rural communities.
Health Status
Analysis of comprehensive data from the National Health Interview Survey (NHIS) and the Medical Expenditure Panel Survey (MEPS) shows that health status is generally worse among rural residents compared to urban residents and that this situation has persisted for the past two decades. For example, even after adjustments were made for the older age distribution of rural populations, NHIS respondents living in non-metropolitan counties were more likely than metropolitan residents to rate their own health as fair or poor. Similar patterns in self-reported health status were found using the MEPS data. Likewise, most chronic diseases have been, and continue to be, more prevalent in rural areas. Data from the NHIS confirm these patterns for chronic conditions, such as various types of joint pain, lower back and neck pain, and vision and hearing problems. Information from the Centers for Disease Control and Prevention (CDC), which produced a report on rural versus urban health differences using data from the mid-to-late 1990s, also demonstrates the poorer health status of rural residents, particularly for people in the most rural areas.27 The CDC data show higher rates of obesity, cigarette smoking, and total tooth loss in non-metropolitan counties. Poorer health status among rural residents translates into higher rates of health-related activity limitations.
Whether poorer rural health status also translates
into higher mortality rates is a more nuanced question. Crude, or unadjusted, mortality rates are higher
in rural areas and tend to increase as the geography becomes more rural
(not adjacent to a metropolitan area and without a city of 2,500 or
more people).28 Adjusting for underlying differences in the age
and gender composition of the population, however, largely eliminates
the observed rural versus urban differences in crude mortality rates.29 One
striking exception is that death rates for unintentional injuries and
motor vehicle accidents are significantly higher in rural areas, even
after adjusting for age differences.30 The aggregate national statistics mask important
regional differences, however. In
particular, numerous analyses have demonstrated persistently higher
mortality rates in the Southeast, along the lower Mississippi River,
in central
Research into whether living in a rural location exacerbates
health problems associated with particular races is limited. Findings are mixed but do suggest that rural
minorities fare worse on some measures.
Analysis of 2004 MEPS data indicates that rural blacks were more
likely to rate their health as poor or fair and more likely to report
limitations in work and physical activity, relative to both urban blacks
and rural whites. A study comparing
data from 1991 through 1995 also found similar relative disadvantages
for rural minorities regarding the prevalence of diabetes and death
rates from diabetes and cardiovascular disease.32
Insurance Coverage
Between 1987 and 2005, the number of uninsured non-elderly Americans rose by about 2 percent for both rural and urban residents, a change that preserved higher rates of uninsurance in rural areas (about 20.5 percent versus 19.3 percent in urban, Figure 4). Nearly four million rural families (30 percent) had at least one uninsured member in 2001 or 2002.33 Additionally, there is growing evidence that even rural residents with private health insurance may face large out-of-pocket costs for care as a result of being ‘underinsured.’34
Since 1987, rates of private health insurance have
declined for all Americans, but particularly in rural areas, where private
coverage fell from 72.4 percent to 60.2 percent (Figure 4).
This decline in private coverage is the result of rising premium
costs and changes in the rural economy.
Since the late 1990s, rural areas have seen a marked decline
in manufacturing jobs, which tend to offer higher rates of employer-sponsored
health insurance (86 percent), accompanied by a rise in service sector
employment, in which access to employer-sponsored health insurance has
been much lower (63 percent).35 The
lack of employer-sponsored health insurance has been particularly apparent
for low-skilled jobs.36
Figure 4: Rural
and Urban Insurance Coverage (Under Age 65), 1987-2005
Expansions of Federal- and State-sponsored insurance
programs in the past 20 years have been important in filling the gaps
in coverage in rural
Health Care Workforce
Over the past 20 years, workforce shortages have posed a fundamental systemic challenge to the rural health care delivery system. These shortages are a long-standing problem for rural communities and appear likely to continue. Rural areas are vulnerable to workforce shortages, in part because small population size and scale often means that the loss of just one physician can have profound effects on a community’s ability to ensure reasonable access to care.
The primary method through which workforce shortages are tracked is through the designation of communities as shortage areas, either as Health Professional Shortage Areas (HPSAs) or as Medically Underserved Areas (MUAs). Both of these designations predate the creation of this Committee and they continue to be the primary standards by which the Federal government assesses the ability of a community to meet its health care provider needs.
Underserved areas are defined and designated by the Shortage Designation Branch in the Health Resources and Services Administration’s (HRSA) Bureau of Health Professions. Both geographic areas and population groups can be classified as either shortage areas or underserved. More than 34 Federal programs use shortage designations as a funding preference or to determine eligibility. In addition, there are provisions in Medicare that offer enhanced reimbursement based on these shortage designations, explained in more detail later in the report, on p. 31.
HPSA designations are determined by strict population
to provider ratios and are used to designate shortages of primary medical
care, dental, or mental health providers.
Through HPSA designation, communities can become eligible for
enhanced Medicare physician payments and National Health Service Corps
placements, in addition to eligibility for some Federal grant programs
and funding preferences. MUAs
are defined geographic areas whose residents have a shortage of personal
health services.38 MUAs
are primarily associated with the
Table 3. Change in Shortage Designations Across Time
Non-metropolitan
Number |
Non-metropolitan
Percent |
Metropolitan
Number |
Metropolitan
Percent |
|
| Primary Care HPSAs | ||||
| Whole or Partial County | ||||
| 1987 | 1,066 | 51.97% | 606 | 55.60% |
| 2004 | 1,555 | 75.82% | 783 | 71.83% |
| Dental HPSAs | ||||
| Whole or Partial County | ||||
| 1985 | 460 | 22.43% | 247 | 22.66% |
| 2005 | 1,162 | 56.66% | 618 | 56.70% |
| Mental Health HPSAs | ||||
| Whole or Partial County | ||||
| 1995 | 1,120 | 54.61% | 321 | 29.45% |
| 2004 | 1,616 | 78.79% | 597 | 54.77% |
The percentage of both non-metropolitan and metropolitan counties with either a whole or partial county primary care HPSA designation increased from 1987 to 2004 (Table 3). Non-metropolitan counties experienced an increase in counties designated as primary care shortage areas, from 52 percent in 1987 to 76 percent in 2004. A similar increase in the percentage of dental shortage areas occurred in both non-metropolitan and metropolitan counties. From 1981 to 2005, the percentage of non-metropolitan counties designated as either whole or partial county dental shortage areas increased from 22 percent to 57 percent.
Counties with mental health HPSA designations have
a shortage of psychiatrists and/or other core mental health professionals,
such as clinical psychologists and clinical social workers.39 In
1995, the first year for which historical data on mental health HPSAs
were available, 54 percent of non-metropolitan areas were classified
as whole or partial county mental health HPSAs, compared with 29 percent
of metropolitan counties. As of
2004, 79 percent of non-metropolitan counties and 55 percent of metropolitan
counties were identified as being either whole or partial county mental
health HPSAs.40
While the percentage of counties with HPSA designations has increased substantially over the last 20 years, there has been little growth in the percentage of counties designated as MUAs (Table 3, p. 11). From 1981 to 2005, the percentage of non-metropolitan counties with an MUA designation increased by approximately 1.5 percentage points. Metropolitan counties saw a similar small increase in the percentage of MUA designations, 2.2 percentage points.
Physicians
Attracting and retaining practicing physicians in rural
areas was a problem in 1987 and continues to be a concern today. Even so, physicians of all specialties practice
in rural
Table 4. Non-Federal Physicians in Non-metropolitan and Metropolitan Areas, 1988-2004
1988
No. of Non-Federal
Active MDs |
Percent |
Rate per 100,000 |
|
| Non-metropolitan | 41,742 | 8.25% | 92.5 |
| Metropolitan | 464,044 | 91.75% | 231.8 |
| Total | 505,786 | 100.00% | 206.2 |
2004
No. of Non-Federal
Active MDs |
Percent |
Rate per 100,000 |
|
| Non-metropolitan | 59,289 | 7.79% | 119.3 |
| Metropolitan | 701,452 | 92.21% | 287.5 |
| Total | 760,741 | 100.00% | 259.1 |
Note: Non-Federal Physicians are physicians not employed by the Federal Government. They represent 98 percent of all U.S. physicians and include both allopathic physicians (MDs) and osteopathic physicians DOs.)
Sources: See References.
In 1988, the distribution of all non-Federal physicians
in the
There has been modest improvement in access to care,
as judged by the physician to population ratio.
For all physicians, the rate per 100,000 people in non-metropolitan
areas has increased from 92.5 per 100,000 in 1988 to 119.3 per 100,000
in 2004. Unfortunately, the increase in non-metropolitan
primary care physicians has been less substantial, growing from 28.2
per 100,000 in 1985 to 28.5 per 100,000 in 2004.
The actual percentage of general practitioners in non-metropolitan
versus metropolitan areas has decreased from 24.0 percent in non-metropolitan
areas in 1985 to 19.8 percent in 2004.41
Registered Nurses
Both the number of registered nurses and the percentage of total registered nurses in non-metropolitan counties have increased during the past 20 years (Table 5). In 1988, there were approximately 370,000 registered nurses in non-metropolitan areas, representing 18 percent of all registered nurses; by 2004 those numbers increased to nearly 530,000 and 20 percent.
Table 5. Registered Nurses in Non-metropolitan and Metropolitan Areas, 1988-2004
1988
No. of Registered
Nurses |
Percent |
Rate per 100,000 |
|
| Non-metropolitan | 366,944 | 18.06% | 813.3 |
| Metropolitan | 1,664,331 | 81.94% | 831.5 |
| Total | 2,031,275 | 100.00% | 828.1 |
2004
No. of Registered
Nurses |
Percent |
Rate per 100,000 |
|
| Non-metropolitan | 528,741 | 19.69% | 1063.9 |
| Metropolitan | 2,155,967 | 80.31% | 883.7 |
| Total | 2,684,708 | 100.00% | 914.2 |
Sources: See References.
Mental Health Professionals
In 1990, a Federal report on rural health care, Health
Care in Rural America, noted that more than half of all
Assessing the adequacy of the rural mental health workforce has been hampered throughout these two decades by a lack of reliable data for the five key mental health professions: psychiatry, social work, psychology, marriage and family counseling, and psychiatric nursing. Complete lists of licensed providers with practice locations are not available at the national level, with the exception of psychiatry.
Promising developments in workforce include growth
in psychiatric nursing and in marriage and family counseling.44 Since
psychiatric nurses are allowed to prescribe medications in most States,
their addition to the rural workforce is particularly valuable. In 2002,
Dentists
Though the national supply of dentists has grown over the last two decades (Table 6, p. 15), a smaller percentage of dentists practice in rural areas today than 20 years ago. While there are 3.82 general practice dentists per 10,000 urban residents, there are only 2.30 per 10,000 rural residents.45 Rural areas have long struggled with access to oral health care, an issue that seems likely to continue.
Table 6. Change in Dental Workforce, 1987-2004
1987
Number |
Percent |
Rate per 100,000 |
|
| All Active Dentists | |||
| Non-metropolitan | 20,004 | 15.25% | 36.6 |
| Metropolitan | 111,194 | 84.75% | 59.3 |
| General Practice Dentists | |||
| Non-metropolitan | 14,543 | 16.85% | 26.6 |
| Metropolitan | 71,743 | 83.15% | 38.2 |
2004
Number |
Percent |
Rate per 100,000 |
|
| All Active Dentists | |||
| Non-metropolitan | 17,367 | 10.36% | 34.9 |
| Metropolitan | 150,254 | 89.64% | 61.7 |
| General Practice Dentists | |||
| Non-metropolitan | 11,514 | 10.90% | 23.2 |
| Metropolitan | 94,083 | 89.10% | 38.6 |
Sources: See References.
Public Health Workforce
Though public health is a key part of rural health care, the public health workforce is difficult to quantify because there is no consistent national provider structure. In addition, the first national analysis of public health workforce by geographic location did not take place until recently, so there is no valid comparison point for 1987.
In 2001, the National Association of County and City
Health Officials (NACCHO) analyzed public health workforce differences
between non-metropolitan and metropolitan Local Health Departments (LHDs),
finding that non-metropolitan LHDs report an average of 31 full-time
employees, and metropolitan LHDs report an average of 108 full-time
employees. These estimates are limited, in that they were
not compared to population served and did not include non-governmental
public health providers. Nonetheless,
a 2000 HHS study did note that public health nurses provide the majority
of care in many rural areas, and importantly, that the public health
workforce is aging and retiring, especially within public health nursing.46
Primary Care Infrastructure and Providers
Rural residents rely on a variety of providers to meet their primary health care needs, ranging from private physician practices to other Federally-designated ambulatory care sites such as Federally Qualified Health Centers (FQHCs) and Medicare-certified Rural Health Clinics (RHCs).
Federally Qualified Health Centers
Federally Qualified Health Centers (FQHCs) include several types of entities. Grant-Supported Federally Qualified Health Centers (Section 330 health centers) are public and private non-profit health care organizations that meet certain criteria under the Medicare and Medicaid Programs (respectively, Sections 1861(aa)(4) and 1905(l)(2)(B) of the Social Security Act), and receive funds under the Health Center Program (Section 330 of the Public Health Service (PHS) Act). Section 330 health centers include:
-
Community Health Centers, which
serve a variety of underserved populations and areas.
- Migrant Health Centers, which serve migrant and seasonal agricultural
workers.
- Healthcare for the Homeless Programs, which reach out to homeless
individuals and families and provide primary care and substance abuse
services.
- Public Housing Primary Care Programs, which serve residents of public housing and are located in or adjacent to the communities they serve.
Federally Qualified Health Center Look-Alikes are health centers that have been identified by HRSA and certified by the Centers for Medicare and Medicaid Services (CMS) as meeting the definition of “health center” under Section 330 of the PHS Act, although they do not receive grant funding under Section 330. Finally, there are outpatient health programs and facilities operated by Tribal organizations (under the Indian Self-Determination Act, P.L. 96-638) or urban Indian organizations (under the Indian Health Care Improvement Act, P.L. 94-437).
Section 330 health centers are private, non-profit, and public consumer-directed entities that provide primary and preventive health care, as well as services such as transportation and translation for the underserved and the uninsured, regardless of their ability to pay. HRSA grants provide approximately 20 percent of Section 330 health centers’ revenue, with most of the remaining revenue coming from Medicaid, Medicare, other public and private insurance payers, and State and local grants and contracts.47
In 1984, the Bureau of Health Care Delivery and Assistance
(now HRSA’s Bureau of Primary Health Care) listed a total of 608 rural
and urban FQHCs funded under the Health Center Program.48 The number of rural FQHCs has increased substantially
in the past 20 years, making the centers a significant component of
The number of Health Center Program grantees, though large, fails to reflect the total number of service delivery sites. Many Section 330 health centers operate multiple service delivery sites, and some service delivery sites serve both rural and urban areas. A definitive count of the number of rural service delivery sites will be available in mid-2008. In addition, there are 236 FQHC look-alike service sites, 40 of which are located in non-metropolitan counties.51
Rural Health Clinics
The Rural Health Clinic (RHC) is another provider type that has become increasingly important to rural areas during the past 20 years. Established in 1977, the goal of the RHC designation was to expand rural access to primary care services by providing Medicare and Medicaid cost-based reimbursement to RHCs and extending that reimbursement to mid-level health professionals. An RHC must be located in a rural HPSA, deliver outpatient primary care, employ at least one mid-level health professional active during half of its operating hours, and operate under the medical direction of a licensed physician.52
RHCs have seen significant growth since the designation was first established. In 1980, there were only 285 designated clinics nationwide, as compared to the 2,801 clinics designated in rural areas in 2006.53 Many rural hospitals use provider-based RHCs to employ physicians and improve recruitment and retention in their communities.
Inpatient Care
Across the
Rural hospitals have struggled over time to remain
financially viable. The median
operating margin in 1987 was -3.63 percent, reflecting a financial loss
from the provision of patient care. Losses
improved to -2.04 percent in 2004, but remained inadequate to ensure
financial stability. It is also
important to note that in 1987, all hospitals, both rural and urban,
were paid under the Medicare Inpatient Prospective Payment System (IPPS),
whereas many rural hospitals are now paid under a variety of alternative
reimbursement methodologies that emerged to address rural hospital viability
under prospective payment methodology. These payment designations include
Post-Acute Care
Post-acute care services can be defined as skilled services rendered to patients after an episode of acute illness, as part of the rehabilitation or recuperative phase of a patient’s recovery.54 Post-acute care includes but is not limited to care provided by home health agencies (HHAs), skilled nursing facilities (SNFs), and nursing facilities (NFs).
Data on the prevalence of rural HHAs or SNFs in 1987 were not available. HHAs provide a variety of services within patients’ homes, such as skilled nursing care, physical therapy, occupational therapy, and speech therapy.55 In 2006 there were 2,116 HHAs located in non-metropolitan counties, although it is quite likely that many rural areas were also served by agencies with a home office in a metropolitan county.
In addition to HHAs, Medicare records show that in 2006, rural areas contained 130 stand-alone SNFs, 3,708 facilities that were dually certified for SNF and NF care, and 766 SNF or NF facilities that were units of rural hospitals.
In rural hospitals and CAHs, skilled nursing care is
increasingly provided with swing beds, arrangements which allow a facility
to use its beds to provide either acute or skilled nursing care as needed. The proportion of small, under 100-bed hospitals
that used swing beds increased from 50 percent in 1996 to 68 percent
by 2003. Data on swing bed utilization
prior to 1996 do not exist. The
largest increase in swing bed use occurred in hospitals that had converted
or were converting to CAH status, with 95 percent of CAHs using swing
beds by 2003.56
Emergency Medical Services
Access to emergency medical services (
In 2007, the Institute of Medicine (IOM) published
The Future of Emergency Care in the United States Health System. The report notes that while there have been some
advances, such as broadened 911 coverage, there was an abrupt decline
in Federal funding and leadership in the early 1980s. Since then, “the push to develop more organized
systems of EMS delivery has diminished, and EMS systems have been left
to develop haphazardly across the
Including first responders, there are an estimated 1 million EMS personnel nationally serving over 18,000 EMS agencies.61 Roughly 10 percent of all Emergency Department care is initially provided by EMS providers and millions more EMS encounters occur annually for non-emergent needs.62 EMS utilization has increased 16 percent from 2001 to 2004 and is expected to increase more dramatically as the population ages.63
Costs of providing services are higher for rural-based
Public Health Infrastructure
As noted earlier, rural public health comparisons over the past two decades cannot be quantified due to a lack of data. The primary source for understanding rural public health infrastructure comes from the 2001 NACCHO study, Local Public Health Agency Infrastructure: A Chartbook, which included the first non-metropolitan versus metropolitan comparison of Local Health Departments (LHDs).66 The NACCHO report notes that the scale of resources available to LHDs varies greatly; mean annual expenditures in 2001 were $1.2 million for non-metropolitan agencies compared to $8.9 million for metropolitan agencies (median expenditures were $0.5 million and $1.2 million, respectively).
Contrasts in the source of funding were also found, with non-metropolitan LHDs deriving a smaller proportion of their overall resources from the local government and a larger proportion from State reimbursement for services.67 Given that local resources are traditionally accompanied by fewer restrictions than State categorical funding, the disproportionate reliance on Federal and State sources may limit the ability of rural LHDs to address serious local health threats that fall outside of categorical grant guidelines.
Despite the dependence of rural LHDs on service reimbursement, far fewer LHDs are directly providing clinical services today than 20 years ago.68 Indeed, while the 1992 NACCHO study reported that 30 percent of all LHDs provided primary care services, that percentage had dropped to 14 percent by 2005. This trend is particularly salient in non-metropolitan areas, as only 11 percent of the LHDs within the smallest jurisdictions (less than 25,000 people) reported providing primary care services in 2001, compared to 43 percent of the LHDs within the largest jurisdictions (over 500,000 people).69
Rural Human Services
Human Services are provided by a patchwork of Federal programs that
support specific populations from young children to families to the
elderly.Unlike most health services, which address the
entire population including the healthy, human services cater to only
those people with specific needs, such as housing, employment, or child
care.Human services emerge in order to address these
needs, which may differ by community in both the type of need and the
best way to address it.Thus,
the resulting Federal human services infrastructure is a composite of
Federal and State solutions to a variety of local needs.
There is no rural focal point for human services at either the
State or Federal level.While
HHS has an Office of Rural Health Policy, there is no similar entity
that focuses on rural human services issues.
The array of programs targeted to human services needs is vast
and their administration is fragmented and incompletely documented and
reported from a rural perspective.Therefore, for this retrospective, we have only
been able to consider the larger programs that significantly affect
rural residents.
Publicly available data and published analyses on rural human services programs are limited. Therefore, the following comparison between 1987 and 2007 lacks some rural-specific data. Because human services often target individuals and families with low incomes, one proxy for human services need is degree of poverty. While there may not be specific rural data from Federal human services programs, extensive data document the scope of rural poverty. As discussed in the first part of this chapter, overall poverty is higher in rural areas, child poverty is especially pronounced, and fully 88 percent of persistent poverty counties are in rural areas. Given this extensive poverty, it is clear that human services are essential to the well-being of millions of rural Americans.
Many Federal human services funds are distributed by formula or block grants to States. Block grants were specifically designed to allow for State flexibility in spending Federal funds and thus, many human services block grant programs may structure their services differently. Thus, a medley of State departments, non-profit organizations, faith-based organizations, and other entities provide human services nationwide; there is no consistent delivery system as with hospitals, rural health clinics, community health centers, and the other providers discussed in the health care section. While health services are coordinated in terms of the provider, human services delivery is designed around the individual client. Thus, as a corollary to the health care section’s explanation of provider structures, this section considers a variety of Federal programs themselves.
What follows is a brief analysis of some of the key human services programs that benefit rural residents. Some of these programs are administered by HHS while others are targeted anti-poverty/income support programs situated in other Cabinet-level Departments. At their core, however, these programs provide important services to rural low-income families, individuals, children, and seniors.
Economic Assistance
In 1987, the most significant form of cash assistance to low-income families was Aid to Families with Dependent Children (AFDC), an entitlement program. There were over 11 million recipients, 7.4 million of whom were children, who received nearly $10 billion ($18.5 billion in 2007 dollars) in benefits.70 After welfare reform in 1996, this cash assistance was replaced by Temporary Assistance for Needy Families (TANF), a block grant for States to distribute, with a five-year life-time participation limit and stringent work requirements. In 2007, TANF was appropriated $16.5 billion and aided an average monthly total of four million people nationwide, just one third of the 1987 caseload.71
In 2003, an average of 293,000 rural families received payments from TANF each month, which represented 14.5 percent of all TANF recipient families.72 These numbers are disproportionately low considering the proportion of rural people who live in poverty compared to the broader population.73 TANF has low utilization rates in rural areas in part because of job scarcity, lack of public transportation, low wages, and few services such as job readiness programs or child care. These factors combine to make the TANF welfare-to-work model particularly trying for rural residents.74 The Administration for Children and Families (ACF) in HHS supported a seven-year demonstration project that evaluated strategies to address these rural challenges. While this demonstration yielded mixed success, it did find that effective local staffing is vital to program success, collaboration with other programs is crucial, and data for evaluation are difficult to gather.75 A discussion of the transformation from AFDC to TANF is provided in the next chapter on p. 37.
Energy Assistance
The Low Income Home Energy Assistance Program (LIHEAP), also administered through ACF and initiated in 1981, provides block grants to States for financial assistance to help low-income households cover heating and cooling costs. LIHEAP provided $1.88 billion in energy assistance in 1987 and $1.98 billion in 2007.76 Adjusted for inflation, 1987 LIHEAP funding was $3.48 billion in 2007 dollars, reflecting a 34 percent relative decrease to 2007. Although there is no documentation of the expenditure of LIHEAP funds in rural areas, LIHEAP is an important program for low-income households and anecdotal evidence suggests that LIHEAP is a significant source of financial assistance for rural low-income households.
Head Start
Head Start, administered through ACF, provides grants to local institutions to provide comprehensive child development services to economically disadvantaged children and families. These local institutions provide education, nutrition, health services, parent training, and other services. Head Start, which serves children from age 3 until they start school, began in 1965, and Early Head Start, for children ages 0 to 3, was created in 1994.
The Committee examined Head Start in its 2007 report, discussing the limitations of rural data while noting that Head Start and Early Head Start serve millions of rural children and families.77 In both Head Start and Early Head Start, rural programs are more likely than urban programs to utilize a home-based approach rather than a center-based one.78 Rural communities have struggled to meet the enrollment requirements for sustaining a Head Start center.79 In its 2007 report, the Committee found that minor population shifts or modest changes in family income could change enrollment numbers and jeopardize the continuation of a Head Start program.
Eligibility for participation in Head Start is determined by family income; to enroll, the family income must either be below the Federal poverty level or at a level eligible for public assistance.80 Given that poverty rates are higher in rural areas, it can be inferred that Head Start remains critically important to rural children, especially considering the lack of high quality preschool centers or licensed child care as well as the distances families must travel to access such services. The Committee could not find rural enrollment data for 1987 but in 2000, 30 percent of children enrolled in Head Start lived in rural areas.81 Nationally, in 1987 Head Start spent $1.13 billion ($2.01 billion in 2006 dollars) for 446,523 children and in 2006 Head Start spent $6.78 billion on 909,201 enrolled children.
Child Care
Affordable child care remains a concern in rural areas. Rural areas may not be able to support localized child care providers because of smaller population bases. Parents may have difficulty finding alternative care options due to long distances, limited hours of operation, and fewer qualified caretakers.82 Nationally, child care support for parents on welfare began with enactment of the Family Support Act of 1988 and was expanded in 1990 into the Child Care and Development Block Grant and the At-Risk Child Care Program.83 In 1996, the Personal Responsibility and Work Opportunity Reconciliation Act (PRWORA) synthesized previous Social Security Act child care opportunities and the Child Care and Development Block Grant into the Child Care and Development Fund (CCDF). Families receive cash assistance for child care from State dispensers of CCDF.84 CCDF is the nation’s largest child care resource for low-income parents engaged in work or job readiness activities.
Table 7. Number and National Percentage of Children in CCDF by County Type*, 2004
Children in CCDF**
Number |
Percent of
U.S. Total |
|
| U.S. Total | 1,737,000 | 100% |
| Rural | 133,000 | 8% |
| Mixed-Rural | 542,000 | 31% |
| Mixed-Urban | 239,000 | 14% |
| Urban | 823,000 | 47% |
All Children Ages 0 to 9
Number |
Percent of
U.S. Total |
|
| U.S. Total | 39,675,000 | 100% |
| Rural | 3,646,000 | 9% |
| Mixed-Rural | 12,131,000 | 31% |
| Mixed-Urban | 5,903,000 | 15% |
| Urban | 18,177,000 | 46% |
Sources: See References.
Note: Numbers rounded to the nearest thousand.
*Based on the Census Bureau's definition of rural and urban, "Counties that almost entirely consist of either urban or rural areas are designated simply as urban or rural. Counties that are not readily defined as primarily urban or rural are designated as mixed-urban or mixed-rural, depending on their popu;ation density." See table reference, p.2.
** CCDF funding is available for children through age 13, or through age 19 if the child is incapable of self-care or under court supervision.
Source: See References.
The earliest publicly available data on child care
from CCDF are from 1998, when 1.5 million children received child care
through CCDF on average each month. In
fiscal year 2005, CCDF spent almost $9.4 billion to provide child care
for approximately 1.75 million children each month, reflecting modest
growth over the past 10 years. While
the percentages of children in rural and urban areas supported by CCDF
were roughly the same (Table 7), the site of care differed. Compared to urban areas, rural areas were less
likely to use center-based care and more likely to use family-based
care.85
Elderly Services
As discussed earlier in this report, a disproportionate number of elderly individuals live in rural areas and this number continues to rise. Statistics show that rural elderly are less healthy, less educated, more isolated, have lower incomes, and have fewer transportation options than their urban counterparts. In non-metropolitan areas, 15.3 percent of seniors have at least one limitation in Activities of Daily Living (ADL) compared to 12.7 percent in metropolitan areas. ADL difficulty provides a good proxy for human services need, suggesting that rural elderly need some human services even more than urban elderly.86
President Lyndon B. Johnson signed the Older Americans Act (OAA) into law on July 14, 1965. The OAA created the Administration on Aging (AoA) and authorized grants to States for community-based nutrition programs, as well as research, demonstration, and training projects in the field of aging. With authority from the OAA, the AoA funds services for the elderly including personal care, homemaker assistance, chores, home delivered meals, adult day care, case management, assisted transportation, congregate meals, nutrition counseling, legal assistance, and other services. Data could not be located from 1987 on rural participation but in fiscal year 2005, 979,954 rural clients were registered, comprising 33.4 percent of OAA program recipients.87
Key Non-HHS Human Services Programs
In addition to the HHS programs discussed above, other Federal Departments provide much needed human services support, in large part through anti-poverty programs.

Earned Income Tax Credit (EITC)
The Internal Revenue Service (IRS) in the U.S. Department of the Treasury administers the Earned Income Tax Credit (EITC), a Federal refundable tax credit available to taxpayers with low earnings. The EITC functions as a wage supplement and work incentive for low-income workers. Taxpayers receive a percentage of their earnings; the more one makes, the more one receives in cash credit, until the income level at which the EITC phases out (Figure 5). EITC payments do not count when determining income eligibility for most other benefits. The EITC has become one of the largest Federal programs providing cash supports to low-income families and has grown in both absolute value and relative importance in the past 20 years (Figure 6).
The EITC was originally enacted in 1975.88 Rural
Americans rely particularly heavily on the EITC and there are higher
rural rates of EITC receipt.89 Although the Committee could not find rural data
from 1987, in 2004, while only 16 percent of U.S. tax filers lived in
rural areas, 20 percent of the $39.8 billion EITC went to rural Americans. In 42 of 48 States with rural populations, a
higher percentage of rural taxpayers received the EITC compared to urban.90 Rural
families receiving the EITC were credited with $1,850, on average.91
Section 8 Certificates and Vouchers
Low-income families, the elderly, and the disabled are eligible to receive Section 8 certificates and vouchers administered through the U.S. Department of Housing and Urban Development (HUD) to help them lease or purchase decent, safe, sanitary, and affordable housing.92 These certificates and vouchers were created through the Housing and Community Development Act of 1974 and require that individuals spend 30 percent of their income on rent with the remainder of the cost made up by the Federal government. Although 1987 data were not publicly available, the Committee found that in 2000, 630,300 individuals in non-metropolitan areas lived in housing through Section 8 certificates and vouchers, representing 15.8 percent of national Section 8 certificate and voucher recipients.93 The program remains an important component in the rural human services safety net.
Food Stamps
The first Food Stamp Program started in 1939, ended in 1943, and became permanent with the Food Stamp Act of 1964. It is administered by the U.S. Department of Agriculture’s (USDA) Food and Nutrition Service. In 1987, 19.1 million people received an average of $45.78 per person in food stamp benefits each month ($81.24 in 2006 dollars).94 That number rose to nearly 26.7 million people receiving an average of $94.31 per month in 2006.95 In that same year, approximately 22.4 percent of food stamp beneficiaries lived in non-metropolitan areas.96 Participation rates in the food stamp program are higher in non-metropolitan areas, where 78 percent of those eligible receive food stamps, compared to 62 percent of those eligible in metropolitan areas.97
Figure 6: Sources
of Income for Low-Income Households with Children, 1991-2005
Thousands of 2005 dollars
[D]
Note:
Annual cash income was adjusted for inflation using the research series
for the consumer price index for all consumers.
Other income consists of Social Security, Supplemental Security
Income, child support, unemployment compensation, workers’ compensation,
disability benefits, pension or retirement income, educational assistance,
financial assistance from outside of the household and other cash income.
Women, Infants, and Children (WIC)
Women, Infants, and Children (WIC) is also administered by the USDA Food and Nutrition Service and provides grants to States for “supplemental foods, health care referrals, and nutrition education for low-income pregnant, breastfeeding, and non-breastfeeding postpartum women, and to infants and children up to age five who are found to be at nutritional risk.”98 Started in 1974, WIC had 3.4 million participants in 1987 and nearly 8.1 million in 2006.99 National participation increased 3.3 percent between September 2006 and September 2007, continuing the upward trend.100 The average monthly food cost per person allotment has increased in the past 20 years, from $32.68 in 1987 to $37.08 in 2006.101 However, in real terms the per person allotment has decreased, since the 1987 allotment represents $58.00 in 2006 dollars. WIC is not an entitlement program and each year Congressional appropriations determine funding levels. While data were not publicly available for a comparison of rural and urban areas, the previously discussed socio-economic factors facing rural areas indicate that WIC may play an important role for low-income rural women, infants, and children.
Workforce
The
Committee is not aware of any significant and targeted Federal programs
that focus on human services workforce development and training. There is no basis for a comparison between 1987
and 2007 because there are no standards by which to measure the human
services workforce and no programs to promote it. Anecdotal reports indicate that the rural human
services workforce suffers from professional isolation, low wages, and
increasing stress and caseloads.
References
1
Ricketts, T.C., Johnson-Webb, K.D. & Taylor, P. (1998). Definitions
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2 Ibid.
3
Jones,
4 Ibid.
5 Ibid.
6
Economic Research Service. (February 2007). “Nonmetro
7
Cromartie, J. & Gibbs, R. (February 28, 2007). “Rural
8
9
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10 Ibid, 11.
11 Ibid, 31.
12 Ibid, 23.
13
Whitener,
14
Cromartie, J. & Gibbs, R. (February 28, 2007). “Rural
15
Economic Research Service. (February 1995). “Retirement-Destination
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16
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and Welfare Briefing).
17 Ibid.
18
Jolliffe, D. (September 2004). “Persistent Poverty Is More Pervasive
in Nonmetro Counties.” Amber Waves. Vol. 2, Issue 4.
19 Dabson, B. (February 28, 2007). “Rural Poverty and Its Impact on Future Health and Human Service Delivery” Remarks to the NACRHHS February Meeting.
20
Economic Research Service. (July 2004). Pamphlet: Rural Poverty at
a Glance. (Rural Development Research Report no. 100).
21 Ibid.
22
Economic Research Service. (2007). Pamphlet: Rural
23
Economic Research Service. (November 2004). “Rural Poverty.” (Rural
Income, Poverty, and Welfare Briefing).
24 Ibid.
25
Bureau of Economic Analysis. (February 2004). “Transfer Payments.” State
Personal Income Methodology, 1996-2001.
26
Cromartie, J. & Gibbs, R. (February 28, 2007). “Rural
27
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28
Ricketts, T.C., III, Johnson-Webb, K.D. & Randolph, R.K. (1999).
“Populations and Places in Rural
29
Miller, M.K., Farmer, F.L. & Clarke, L.L. (1994). “Rural Populations
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30
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31
Miller, M.K., Farmer, F.L. & Clarke, L.L. (1994). “Rural Populations
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32
Slifkin, R.T., Goldsmith, L. J. & Ricketts, T.C., III. (2000). Race
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33
Ziller, E. (2007). Rural Families More Likely to be Uninsured and
Have Different Sources of Coverage (Research & Policy Brief).
34 Ziller, E.C., Coburn, A.F. & Yousefian, A.E. (2006). “Out-of-Pocket Health Spending and the Rural Underinsured.” Health Affairs. Vol. 25, no. 6. 1688-1699.
35
Clemens-Cope, L. & Garrett, B. (2006). Changes in Employer-Sponsored
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36
Gibbs, R. & Parker, T. (2007). “Rural Low-Wage Workers Face Multiple
Economic Disadvantages.” Amber Waves. Vol. 5, Issue 3.
37
Ziller, E. (June 2007). Rural Families More Likely to be Uninsured
and Have Different Sources of Coverage (Research & Policy Brief).
38
Bureau of Health Professions. (n.d.). “Shortage Designation.”
39
Bureau of Health Professions. (n.d.). “Health Professional Shortage
Area Mental Health Designation Criteria.”
40
Cecil G. Sheps Center for Health Services Research calculations, using
(1) Office of Research and Planning. (February 1999). “Area Resource
File, 1999.”
41
National Center for Health Workforce Analysis. (February 2005). “Area
Resource File, 2005.”
42
43
Hartley, D., Bird, D. & Dempsey, P. (1999). “Rural Mental Health
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44
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45
46
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47
Bureau of Primary Health Care. (n.d.). “What is a
48
49 Personal Communication, Data Branch, Bureau of Primary Health Care, Health Resources and Services Administration. (October 2007).
50
HRSA Press Office. (December 5, 2007). HHS Marks Expansion of 1200th
51
Federal Office of Rural Health Policy calculations, using (1) Bureau
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52
Niemeier, M. (2006). “Rural health clinics: Frequently Asked Questions.”
Rural
53 Ibid.
54
55
Centers for Medicare and Medicaid Services. (n.d.). “Home Health Compare.”
56
57
North Central EMS Institute calculations, using (1) Technical Assistance
and Services Center (TASC). (n.d.). Database: “Ambulance Service Database,
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58
59
Committee on the Future of Emergency Care in the
60
Reinertson-Sand, M. (2007). “Emergency Medical Services Information
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61
Lindstrom, A. & Losavio, K. (2007). “JEMS 2006 Platinum Resource
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62
McCaig, L.F. & Burt, C.W. (March 2004). “
63
64 Ibid.
65 Ibid.
66
Hajat, A., Brown, C. & Fraser, M. (2001). Local Public Health
Agency Infrastructure: A Chartbook.
67 Ibid, 16.
68 Ibid, 44.
69
National Association of County and City Health Officials (NACCHO). (July
2006). 2005 National Profile of Local Health Departments.
70
Office of Family Assistance. (December 19, 2004). Table: “1987 AFDC
Total Caseload: Average Monthly Numbers for Fiscal and Calendar Years.”
71
Administration for Children and Families. (October 2006). “Office of
Family Assistance (OFA) Fact Sheet.”
72
73
74
Ibid.
75
Meckstroth, A., Burwick, A., Ponza, M., Marsh, S., Novak, T., Phillips,
S., Diaz-Tena, D. & Ng, J. (March 22, 2006). Paths to Work in
Rural Places: Key Findings and Lessons from the Impact Evaluation of
the Future Steps Rural Welfare-to-Work Program. (MPR Reference no.:
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76
Low Income Home Energy Assistance Program (LIHEAP) Clearinghouse. (September
27, 2007). Table: “Low-Income Energy Programs Funding History 1977-2007.”
77
Colker, L. & Dewees, S. (November 2000). Childcare for Welfare
Participants in Rural Areas. (Rural Welfare Issues Brief).
78
79
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Fund (Fiscal Years 2006-2007).”
80
Swenson, K. (July 2007). Child Care Subsidies in Urban and Rural
Counties.
81
National Advisory Committee on Rural Health and Human Services. (March
2007). The 2007 Report to the Secretary: Rural Health and Human Service
Issues.
82
Office of Planning, Research and Evaluation. (December 2006). Findings
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and Families.
83
National Advisory Committee on Rural Health and Human Services. (March
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Secretary: Rural Health and Human Service Issues.
84 “Head Start Act.” 42 U.S.C. 9801, Sec. 635, (a)(1)(A).
85
Zill, N., Resnick, G., et al. (February 2006). Family and Child Experiences
Survey (FACES 2000): Technical Report.
86
Ham, R.J., Goins, R.T. & Brown, D.K. (March 2003). Best Practices
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87
88
Internal Revenue Service. (n.d.). “It’s Easier Than Ever to Find Out
If You Qualify for EITC.”
89
O’Hare, W. & Kneebone, E. (Fall 2007). EITC is Vital for Working-Poor
Families in Rural America. (Fact Sheet 8).
90 Ibid. Note: Only 48 States have rural counties.
91 Ibid.
92
Office of Public and Indian Housing. (n.d.). “Housing Choice Vouchers
Fact Sheet.”
93
HUD User. “A Picture of Subsidized Households - 2000.” (Custom Query).
94
Food and Nutrition Service. (September 26, 2007). Table: “Food Stamp
Program Participation and Costs.” Food Stamp Program Data.
95 Ibid.
96
Wolkwitz, K. (September 2007). Characteristics of Food Stamp Households:
Fiscal Year 2006. Nutrition Assistance Program Report no. FSP-07-CHAR.
(Prepared for the
97
Wolkwitz, K. (June 2007). “Trends in Food Stamp Participation Rates
1999 to 2005.” Current Perspectives on the Food Stamp Program
series. (Prepared for the U.S. Department of Agriculture, contract
number FNS-03-030-TNN).
98
Food and Nutrition Service. (n.d.). “Women, Infants, and Children (WIC):
About.”
99
Food and Nutrition Service. (n.d.). “WIC Program Participation and Costs.”
100
Food and Nutrition Service. (n.d.). “WIC Program: Total Participation.”
References
for Figures
Figure 1
Figure 2
Figure 3
Figure 4
Figure 5
Figure 6 Congressional Budget Office. (May 2007). Changes
in the Economic Resources of Low-Income Households with Children.
(Pub. no. 2602).
References
for Tables
Table 1
Table 2
Table 3
Table 4
Table 5
Health Resources and Services Administration. (March 2004). National
Sample Survey of Registered Nurses, 2004.
Table 6
Table 7 Swenson,
K. (July 2007). Child Care Subsidies in Urban and Rural Counties.